Cftc form 102a
WebCFTC Letter No. 20-30 No-Action September 25, 2024 Division of Market Oversight Dorothy D. DeWitt Director Extension of Conditional Time-Limited No-Action Relief from Filing ... Form 102A,” “New Form 102B,” and “New Form 102S”). New Form 102B is an entirely new form, introduced by the OCR Final Rule. Webmanner and format in which the identifying information should be submitted is the same as a CFTC Form 102A. Any no-action relief granted by the CFTC for a specific submission deadline or field shall be deemed equally permissible by the Exchange. Information to be identified for a Reportable Position Account: 1.
Cftc form 102a
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WebForm 102A - Identification of Special Account Starting September 30, 2015, Reporting Firms must submit to the Exchange the new electronic CFTC Form 102A which identifies the owners and controllers of special accounts, accounts controlled and all other information required on the form for each account that becomes reportable for the first time. WebCFTC Form 102A Submission On May 11, 2015, reporting parties must provide the Market Regulation Department (“Market Regulation”) with an electronic submission of CFTC …
WebQuestion 10(iii) of Form 102A requires the reporting of various contact fields related to the trading account controller. In NAL 17-45, DMO staff granted time-limited no-action relief WebElectronic Submission of Form 102A and Form 102B Data On November 18, 2013, the CFTC adopted new rule s and related forms to enhance its identification of futures and swap market participants. The OCR Final Rule expanded upon the &)7&¶VSUH -existing position and transaction reporting programs by requiring the electronic
WebNew CFTC Form 102A requires Reporting Firms to submit Special Account information, including trading account (aka Related Account) owner details. Required fields include … WebThe Exchange will also accept the legal name of a joint account as a trade account owner. Where a trade account owner is a legal entity with no employees, the reporting party …
WebNov 18, 2013 · First, they will expand and subdivide current Form 102 into a new Form 102 (“New Form 102”), partitioned into three sections: Section 102A for the identification of …
WebComplete CFTC Form 102A information must be provided within three (3) business days of the first date the account becomes reportable. However, as it does currently, Market Regulation will require ... CFTC Form 102B for any trade account that meets the volume threshold of 250 contracts or more in a single trading day. On September 30, 2024 until ... tsgzy eduWebMay 14, 2024 · Futures Participants that are required “to file any report, statement, form, or other information ... Section 16 for failing to submit daily CFTC Form 102A and large trader position tsh0011http://business.cch.com/srd/CFTC20-30.pdf tsh 0 004WebII. No-Action Relief for Form 102A – FCMs, Clearing Members, and Foreign Brokers FCMs, clearing members, and foreign brokers must submit a Form 102A to the CFTC for … ts gym seward neWebThe manner and format in which the identifying information should be submitted is the same as a CFTC Form 102A. Any no-action relief granted by the CFTC for a specific submission deadline or field shall be deemed equally permissible by the Exchange. Information to be identified for a Reportable Position Account: 1. philo schedule todayWebrequirements with respect to the submission of CFTC new Form 102A and new Form 102B. The amendments to Rule 561 appear in Exhibit A, with additions . underscored and deletions overstruck. A copy of RA15025RR a- ppears in Exhibit B. The Exchanges certify that the amendments to Rule 561 and RA1502-5RR comply with the Act and the … philo scheduleWebmanner and format in which the identifying information should be submitted is the same as a CFTC Form 102A. Any no-action relief granted by the CFTC for a specific submission deadline or field shall be deemed equally permissible by the Exchange. 3 CFTC No-Action Letter 16-32 can be found at; tsh 0 03